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ASIC – Financial Advisers Dataset

ASIC is Australia’s corporate, markets and financial services regulator. ASIC contributes to Australia’s economic reputation and wellbeing by ensuring that Australia’s financial markets are fair and transparent, supported by confident and informed investors and consumers.

Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Information contained in the register is made available to the public to search via ASIC's Moneysmart website.

Select data from the Financial Advisers Register will be uploaded each month to www.data.gov.au. The data made available will be a snapshot of the register at a point in time. Legislation prescribes the type of information ASIC is allowed to disclose to the public.

The information included in the downloadable dataset is:

  • Adviser name
  • Adviser number
  • Adviser role status
  • Adviser ABN
  • Year first provided advice
  • Licence name
  • Licence number
  • Licence ABN
  • Licence controlled by
  • Adviser start date
  • Adviser end date
  • Appointing representative name
  • Appointing representative number
  • Appointing representative ABN
  • Disciplinary action start date
  • Disciplinary action end date
  • Disciplinary action type
  • Product authorisations (for a full list see the Financial Adviser Register – Help File)
  • Qualifications and Training
  • Memberships
  • Further restrictions

Additional information about financial advisers can be found via [ASIC's website] (http://www.asic.gov.au/ "ASIC's website"). Accessing some information may attract a fee.

More information about searching [ASIC's registers] (http://www.asic.gov.au/online-services/search-asics-registers/ "ASIC's registers").

Data and Resources

Additional Info

Field Value
Title ASIC – Financial Advisers Dataset
Type Dataset
Language English
Licence Creative Commons Attribution 3.0 Australia
Data Status active
Update Frequency monthly
Landing Page https://data.gov.au/dataset/f2b7c2c1-f4ef-4ae9-aba5-45c19e4d3038
Date Published 2015-05-17
Date Updated 2017-12-03
Contact Point
Australian Securities and Investments Commission (ASIC)
1300 300 630
http://www.asic.gov.au/asic/asic.nsf/byheadline/Contacting+us?opendocument
Temporal Coverage 2015-05-18
Geospatial Coverage Australia
Jurisdiction Commonwealth of Australia
Data Portal data.gov.au
Publisher/Agency Australian Securities and Investments Commission (ASIC)
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