{"help": "https://data.gov.au/data/en/api/3/action/help_show?name=datastore_search", "success": true, "result": {"include_total": true, "limit": 100, "records_format": "objects", "resource_id": "05dddf59-d0f4-431b-bfcf-e9a3b8aefb52", "total_estimation_threshold": null, "records": [{"_id":1,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"218600","AFS_LIC_NAME":"IPIB PTY LTD","AFS_LIC_ABN_ACN":"85007186003","AFS_LIC_START_DT":"02/05/2002","AFS_LIC_PRE_FSR":"InsGen 30366","AFS_LIC_ADD_LOCAL":"SOUTHBANK","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3006","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8253618","lon":"144.9640203","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~general insurance products; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~general insurance products;~to retail and wholesale clients."},{"_id":2,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"218678","AFS_LIC_NAME":"IMC PACIFIC PTY LTD","AFS_LIC_ABN_ACN":"89099273846","AFS_LIC_START_DT":"26/04/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives; and~foreign exchange contracts; and~make a market for the following financial products:~foreign exchange contracts;~derivatives; and~limited to financial products other than:~derivatives;~foreign exchange contracts; and~debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;~to wholesale clients."},{"_id":3,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"218705","AFS_LIC_NAME":"TELSTRA SUPER FINANCIAL PLANNING PTY LTD","AFS_LIC_ABN_ACN":"74097777725","AFS_LIC_START_DT":"22/04/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8142454","lon":"144.9631732","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation;~to retail and wholesale clients."},{"_id":4,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"218770","AFS_LIC_NAME":"TRILOGY GROUP AUSTRALIA PTY LTD","AFS_LIC_ABN_ACN":"80078111654","AFS_LIC_START_DT":"22/08/2002","AFS_LIC_PRE_FSR":"FutBro 169201","AFS_LIC_ADD_LOCAL":"TOORADIN","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3980","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-38.2138303","lon":"145.3816827","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice to retail clients for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:~management or mitigation of the financial consequences of particular circumstances happening; or~avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~provide financial product advice to wholesale clients for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:~management or mitigation of the financial consequences of particular circumstances happening; or~avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~deal in a financial product to retail and wholesale clients by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives; and~interests in managed investment schemes limited to:~own managed investment scheme only; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:~management or mitigation of the financial consequences of particular circumstances happening; or~avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~provide the following custodial or depository services to retail and wholesale clients:~operate custodial or depository services other than investor directed portfolio services."},{"_id":5,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"219140","AFS_LIC_NAME":"HAWKESBRIDGE CAPITAL PTY LIMITED","AFS_LIC_ABN_ACN":"96091160879","AFS_LIC_START_DT":"13/06/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~interests in managed investment schemes; and~securities; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~interests in managed investment schemes; and~securities;~to wholesale clients."},{"_id":6,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"219195","AFS_LIC_NAME":"HAYES STERLING PTY. LIMITED","AFS_LIC_ABN_ACN":"31008207181","AFS_LIC_START_DT":"31/05/2002","AFS_LIC_PRE_FSR":"SecDlr 010783","AFS_LIC_ADD_LOCAL":"BALWYN","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3103","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8091737","lon":"145.0833678","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":7,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"219326","AFS_LIC_NAME":"TOWNSHEND CAPITAL PTY LTD","AFS_LIC_ABN_ACN":"52099900188","AFS_LIC_START_DT":"11/09/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"NORTH FREMANTLE","AFS_LIC_ADD_STATE":"WA","AFS_LIC_ADD_PCODE":"6159","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-32.0327438","lon":"115.7549789","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~interests in managed investment schemes including:~investor directed portfolio services; and~securities; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~interests in managed investment schemes including:~investor directed portfolio services; and~securities; and~underwriting:~interests in managed investment schemes; and~an issue of securities;~to wholesale clients."},{"_id":8,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"219431","AFS_LIC_NAME":"ODYSSEY EQUITY FINANCE PTY. LTD.","AFS_LIC_ABN_ACN":"24096603799","AFS_LIC_START_DT":"04/06/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"SOUTH MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3205","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.83344","lon":"144.9570533","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice only, for the following classes of financial products:~securities;~to wholesale clients."},{"_id":9,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"219462","AFS_LIC_NAME":"PENGANA INVESTMENT MANAGEMENT LIMITED","AFS_LIC_ABN_ACN":"69063081612","AFS_LIC_START_DT":"05/06/2002","AFS_LIC_PRE_FSR":"SecDlr 072624","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~interests in managed investment schemes limited to:~own managed investment scheme only;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts;~interests in managed investment schemes limited to:~own managed investment scheme only;~securities; and~superannuation; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~derivatives;~foreign exchange contracts; and~securities; and~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~schemes which only hold the following types of property:~financial assets;~to retail and wholesale clients."},{"_id":10,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"219582","AFS_LIC_NAME":"VIRTU ITG AUSTRALIA LIMITED","AFS_LIC_ABN_ACN":"46003067409","AFS_LIC_START_DT":"01/07/2002","AFS_LIC_PRE_FSR":"SecDlr 011597","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~derivatives limited to:~old law securities options contracts and warrants;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~to retail clients (limited to employees and officers of the licensee) and wholesale clients."},{"_id":11,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"219612","AFS_LIC_NAME":"RELI CAPITAL LTD","AFS_LIC_ABN_ACN":"80005443292","AFS_LIC_START_DT":"07/06/2002","AFS_LIC_PRE_FSR":"SecDlr 192962","AFS_LIC_ADD_LOCAL":"LEONGATHA","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3953","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-38.4761569","lon":"145.9458605","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes limited to:~own managed investment scheme only; and~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~\"Gippsreal Mortgage Investment Scheme\" scheme (ARSN: 091 849 482),~a scheme which only holds the following types of property:~mortgages;~to retail and wholesale clients."},{"_id":12,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"219723","AFS_LIC_NAME":"PRIME SUPER PTY LTD","AFS_LIC_ABN_ACN":"81067241016","AFS_LIC_START_DT":"21/06/2002","AFS_LIC_PRE_FSR":"SecDlr 197897","AFS_LIC_ADD_LOCAL":"MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8142454","lon":"144.9631732","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~superannuation limited to:~the \"Prime Super\"; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~superannuation limited to:~the \"Prime Super\"; and~provide a superannuation trustee service~to retail clients."},{"_id":13,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"220242","AFS_LIC_NAME":"WOTSO FUND SERVICES LIMITED","AFS_LIC_ABN_ACN":"39079608825","AFS_LIC_START_DT":"25/09/2002","AFS_LIC_PRE_FSR":"SecDlr 202698","AFS_LIC_ADD_LOCAL":"NEUTRAL BAY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2089","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8342887","lon":"151.2182049","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice to wholesale clients, for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product to retail and wholesale clients by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~derivatives;~general insurance products;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~underwriting:~interests in managed investment schemes; and~an issue of securities; and~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity to retail and wholesale clients:~schemes which only hold the following types of property:~direct real property;~financial assets; and~mortgages."},{"_id":14,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"220647","AFS_LIC_NAME":"BACCUS INVESTMENTS LIMITED","AFS_LIC_ABN_ACN":"87095832072","AFS_LIC_START_DT":"09/08/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"DOUBLE BAY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2028","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8766373","lon":"151.24245","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes; and~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~\"Kremnizer Mortgage Fund\" scheme (ARSN: 101 518 067), a scheme which only holds the following types of property:~mortgages;~to retail clients."},{"_id":15,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"220705","AFS_LIC_NAME":"RUSSELL INVESTMENTS EMPLOYEE BENEFITS PTY LTD","AFS_LIC_ABN_ACN":"70099865013","AFS_LIC_START_DT":"28/08/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products limited to:~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997); and~superannuation; and~deal in a financial product by:~arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:~superannuation;~to retail and wholesale clients."},{"_id":16,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"220718","AFS_LIC_NAME":"MIRVAC FUNDS MANAGEMENT LIMITED","AFS_LIC_ABN_ACN":"78067417663","AFS_LIC_START_DT":"24/12/2002","AFS_LIC_PRE_FSR":"SecDlr 174162~SecDlr 200705","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products to wholesale clients only:~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~provide general financial product advice for the following classes of financial products:~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~general insurance products;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~underwriting:~interests in managed investment schemes; and~an issue of securities;~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~schemes which only hold the following types of property:~direct real property;~financial assets; and~mortgages; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to retail and wholesale clients."},{"_id":17,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"220897","AFS_LIC_NAME":"HOOD SWEENEY SECURITIES PTY LTD","AFS_LIC_ABN_ACN":"40081455165","AFS_LIC_START_DT":"10/07/2002","AFS_LIC_PRE_FSR":"SecDlr 217421","AFS_LIC_ADD_LOCAL":"DULWICH","AFS_LIC_ADD_STATE":"SA","AFS_LIC_ADD_PCODE":"5065","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-34.9368219","lon":"138.628747","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":18,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"220977","AFS_LIC_NAME":"WAN, VICTOR KIT","AFS_LIC_ABN_ACN":"87290948916","AFS_LIC_START_DT":"04/07/2002","AFS_LIC_PRE_FSR":"InvAdv 011822","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~interests in managed investment schemes;~securities; and~superannuation; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes;~securities; and~superannuation; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~interests in managed investment schemes;~securities; and~superannuation;~to retail and wholesale clients."},{"_id":19,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221146","AFS_LIC_NAME":"CLIME ASSET MANAGEMENT PTY LIMITED","AFS_LIC_ABN_ACN":"72098420770","AFS_LIC_START_DT":"11/07/2002","AFS_LIC_PRE_FSR":"FutAdv 192021~SecDlr 217542","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice to both retail and wholesale clients for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes including:~investor directed portfolio services; and~securities;~provide general financial product advice to wholesale clients only for the following classes of financial products:~foreign exchange contracts; and~interests in managed investment schemes limited to:~MDA services; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:~derivatives;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:~foreign exchange contracts;~interests in managed investment schemes limited to:~MDA services; and~applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes including:~investor directed portfolio services; and~securities; and~applying for, acquiring, varying or disposing of a financial product to wholesale clients on behalf of another person in respect of the following classes of products:~foreign exchange contracts; and~provide the following custodial or depository services to retail and wholesale clients:~operate custodial or depository services other than investor directed portfolio services."},{"_id":20,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221183","AFS_LIC_NAME":"COLUMBUS INVESTMENT SERVICES LTD","AFS_LIC_ABN_ACN":"69095162931","AFS_LIC_START_DT":"12/09/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice to retail and wholesale clients for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~provide financial product advice to wholesale clients for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:~derivatives;~foreign exchange contracts;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~general insurance products;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~operate the following kinds of registered managed investment schemes to retail and wholesale clients (including the holding of any incidental property) in its capacity as responsible entity:~schemes which only hold the following types of property:~derivatives;~direct real property;~financial assets; and~mortgages; and~provide the following custodial or depository services to retail and wholesale clients:~operate custodial or depository services other than investor directed portfolio services."},{"_id":21,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221184","AFS_LIC_NAME":"PACKER & CO LTD","AFS_LIC_ABN_ACN":"66061804671","AFS_LIC_START_DT":"01/08/2002","AFS_LIC_PRE_FSR":"SecDlr 068472","AFS_LIC_ADD_LOCAL":"COTTESLOE","AFS_LIC_ADD_STATE":"WA","AFS_LIC_ADD_PCODE":"6011","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-31.9955715","lon":"115.7558367","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~interests in managed investment schemes limited to:~own managed investment scheme only;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts; and~interests in managed investment schemes limited to:~own managed investment scheme only;~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~underwriting:~interests in managed investment schemes; and~an issue of securities; and~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~\"Packer & Co Investigator Trust\" scheme (ARSN: 088 778 232),~a scheme which only holds the following types of property:~financial assets;~to retail and wholesale clients."},{"_id":22,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221218","AFS_LIC_NAME":"THOMAS INSURANCE BROKERS PTY. LTD.","AFS_LIC_ABN_ACN":"32007745566","AFS_LIC_START_DT":"01/07/2002","AFS_LIC_PRE_FSR":"InsGen 50017","AFS_LIC_ADD_LOCAL":"GOODWOOD","AFS_LIC_ADD_STATE":"SA","AFS_LIC_ADD_PCODE":"5034","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-34.9510599","lon":"138.5925347","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~general insurance products; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~general insurance products;~to retail and wholesale clients."},{"_id":23,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221235","AFS_LIC_NAME":"OZPLAN FINANCIAL SERVICES PTY LTD","AFS_LIC_ABN_ACN":"35005391202","AFS_LIC_START_DT":"01/09/2002","AFS_LIC_PRE_FSR":"SecDlr 187213","AFS_LIC_ADD_LOCAL":"BENTLEIGH","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3204","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.9175354","lon":"145.0369346","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail clients."},{"_id":24,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221315","AFS_LIC_NAME":"BGC PARTNERS (AUSTRALIA) PTY LIMITED","AFS_LIC_ABN_ACN":"62092873099","AFS_LIC_START_DT":"09/08/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:~Provide financial product advice limited to personal and general financial product advice limited to:~Australian carbon credit units to wholesale clients;~basic deposit products to wholesale clients;~debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;~derivatives to wholesale clients;~eligible international emissions units to wholesale clients;~foreign exchange contracts to wholesale clients;~non-basic deposit products to wholesale clients; and~securities to wholesale clients.~Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:~debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;~derivatives to wholesale clients;~foreign exchange contracts to wholesale clients; and~securities to wholesale clients.~Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:~Australian carbon credit units to wholesale clients;~basic deposit products to wholesale clients;~debentures, stocks or bonds issued or proposed to be issued by a government to wholesale clients;~derivatives to wholesale clients;~eligible international emissions units to wholesale clients;~foreign exchange contracts to wholesale clients;~non-basic deposit products to wholesale clients; and~securities to wholesale clients."},{"_id":25,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221409","AFS_LIC_NAME":"BW CAPITAL PTY LTD","AFS_LIC_ABN_ACN":"53100714118","AFS_LIC_START_DT":"31/07/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"NORTH SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2060","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8354519","lon":"151.2083011","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~superannuation; and~financial products limited to:~miscellaneous financial investment products; and~deal in a financial product by:~arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~superannuation; and~financial products limited to:~miscellaneous financial investment products; and~arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~superannuation; and~financial products limited to:~miscellaneous financial investment products;~to retail and wholesale clients."},{"_id":26,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221474","AFS_LIC_NAME":"360 CAPITAL FM LIMITED","AFS_LIC_ABN_ACN":"15090664396","AFS_LIC_START_DT":"18/09/2002","AFS_LIC_PRE_FSR":"SecDlr 198058","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:~management or mitigation of the financial consequences of particular circumstances happening; or~avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates)~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:~management or mitigation of the financial consequences of particular circumstances happening; or~avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);~general insurance products;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~underwriting:~interests in managed investment schemes; and~an issue of securities;~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~schemes which only hold the following types of property:~direct real property;~financial assets; and~mortgages; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to retail and wholesale clients."},{"_id":27,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221476","AFS_LIC_NAME":"ARGONAUT CORPORATE FINANCE LIMITED","AFS_LIC_ABN_ACN":"18099761547","AFS_LIC_START_DT":"18/07/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"PERTH","AFS_LIC_ADD_STATE":"WA","AFS_LIC_ADD_PCODE":"6000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-31.9558933","lon":"115.8605855","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~securities; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~securities;~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~securities; and~underwriting:~an issue of securities;~to retail and wholesale clients."},{"_id":28,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221530","AFS_LIC_NAME":"STAFFORD CAPITAL PARTNERS PTY LTD","AFS_LIC_ABN_ACN":"31094669940","AFS_LIC_START_DT":"25/07/2002","AFS_LIC_PRE_FSR":"SecDlr 205303","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes limited to:~own managed investment scheme only; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to wholesale clients."},{"_id":29,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221531","AFS_LIC_NAME":"RADFORD ALLEN FINANCIAL SERVICES PTY LTD","AFS_LIC_ABN_ACN":"46098406958","AFS_LIC_START_DT":"29/07/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"BALWYN NORTH","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3104","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.7919518","lon":"145.0842372","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~life products limited to:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~securities; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~life products limited to:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~securities; and~superannuation;~to retail clients."},{"_id":30,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221556","AFS_LIC_NAME":"RURAL DIRECTIONS PTY LTD","AFS_LIC_ABN_ACN":"28076626723","AFS_LIC_START_DT":"29/04/2003","AFS_LIC_PRE_FSR":"FutAdv 192454","AFS_LIC_ADD_LOCAL":"FREELING","AFS_LIC_ADD_STATE":"SA","AFS_LIC_ADD_PCODE":"5372","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-34.4523377","lon":"138.8131911","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~derivatives; and~foreign exchange contracts; and~deal in a financial product by:~arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:~derivatives; and~arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:~foreign exchange contracts;~to retail clients."},{"_id":31,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221671","AFS_LIC_NAME":"TITANIUM EQUITIES PTY. LTD.","AFS_LIC_ABN_ACN":"25092768459","AFS_LIC_START_DT":"09/08/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8142454","lon":"144.9631732","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~securities; and~deal in a financial product by:~arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:~securities;~to wholesale clients."},{"_id":32,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221794","AFS_LIC_NAME":"COOPER INVESTORS PTY LIMITED","AFS_LIC_ABN_ACN":"26100409890","AFS_LIC_START_DT":"24/09/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8142454","lon":"144.9631732","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~underwriting:~interests in managed investment schemes; and~an issue of securities; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to wholesale clients."},{"_id":33,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221896","AFS_LIC_NAME":"CUA MANAGEMENT PTY LTD","AFS_LIC_ABN_ACN":"60010003853","AFS_LIC_START_DT":"07/08/2002","AFS_LIC_PRE_FSR":"InsLif 90332","AFS_LIC_ADD_LOCAL":"BRISBANE","AFS_LIC_ADD_STATE":"QLD","AFS_LIC_ADD_PCODE":"4000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-27.4689682","lon":"153.0234991","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":34,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221933","AFS_LIC_NAME":"ACCOUNTANTS INVESTMENT MANAGEMENT PTY LTD","AFS_LIC_ABN_ACN":"77091135625","AFS_LIC_START_DT":"12/08/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"SANS SOUCI","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2219","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.9926292","lon":"151.1337972","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~general insurance products;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~general insurance products;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation;~to retail and wholesale clients."},{"_id":35,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221935","AFS_LIC_NAME":"PLATINUM INVESTMENT MANAGEMENT LIMITED","AFS_LIC_ABN_ACN":"25063565006","AFS_LIC_START_DT":"18/06/2003","AFS_LIC_PRE_FSR":"SecDlr 072813~FutAdv 074261","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~interests in managed investment schemes limited to:~own managed investment scheme only; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~schemes which only hold the following types of property:~derivatives; and~financial assets;~to retail and wholesale clients."},{"_id":36,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221937","AFS_LIC_NAME":"THROUGHLIFE FINANCIAL SOLUTIONS PTY LTD","AFS_LIC_ABN_ACN":"49070265039","AFS_LIC_START_DT":"09/08/2002","AFS_LIC_PRE_FSR":"SecDlr 203083~InsLif 90389","AFS_LIC_ADD_LOCAL":"MORLEY","AFS_LIC_ADD_STATE":"WA","AFS_LIC_ADD_PCODE":"6062","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-31.8934573","lon":"115.9030854","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":37,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"221938","AFS_LIC_NAME":"R M CAPITAL PTY LTD","AFS_LIC_ABN_ACN":"74065412820","AFS_LIC_START_DT":"21/08/2002","AFS_LIC_PRE_FSR":"SecDlr 214774","AFS_LIC_ADD_LOCAL":"WEST PERTH","AFS_LIC_ADD_STATE":"WA","AFS_LIC_ADD_PCODE":"6005","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-31.9486588","lon":"115.841571","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~interests in managed investment schemes including:~investor directed portfolio services; and~securities;~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~securities;~standard margin lending facility; and~superannuation; and~underwriting:~interests in managed investment schemes; and~an issue of securities;~to retail and wholesale clients."},{"_id":38,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222029","AFS_LIC_NAME":"HORSEY JAMESON BIRD PTY. LTD.","AFS_LIC_ABN_ACN":"83057778702","AFS_LIC_START_DT":"20/08/2002","AFS_LIC_PRE_FSR":"SecDlr 053715","AFS_LIC_ADD_LOCAL":"FORTITUDE VALLEY","AFS_LIC_ADD_STATE":"QLD","AFS_LIC_ADD_PCODE":"4006","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-27.455896","lon":"153.0339375","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":39,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222040","AFS_LIC_NAME":"ZIPMONEY SECURITIES LTD","AFS_LIC_ABN_ACN":"17082380023","AFS_LIC_START_DT":"08/08/2002","AFS_LIC_PRE_FSR":"SecDlr 189154","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:~Provide financial product advice limited to personal and general financial product advice limited to:~securities to wholesale clients.~Provide financial product advice limited to general financial product advice limited to:~non-cash payment products to retail and wholesale clients.~Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:~non-cash payment products to retail and wholesale clients; and~securities to retail and wholesale clients.~Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:~basic deposit products to retail and wholesale clients;~debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;~non-basic deposit products to retail and wholesale clients;~non-cash payment products to retail and wholesale clients; and~securities to retail and wholesale clients.~Deal in a financial product limited to arrange for another person to issue, apply for, acquire, vary or dispose of a financial product limited to:~basic deposit products to retail and wholesale clients; and~non-basic deposit products to retail and wholesale clients."},{"_id":40,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222050","AFS_LIC_NAME":"PKF MELBOURNE CORPORATE PTY LTD","AFS_LIC_ABN_ACN":"63564045","AFS_LIC_START_DT":"07/08/2002","AFS_LIC_PRE_FSR":"InvAdv 074409","AFS_LIC_ADD_LOCAL":"MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8142454","lon":"144.9631732","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~securities;~to retail and wholesale clients."},{"_id":41,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222055","AFS_LIC_NAME":"PRIME VALUE ASSET MANAGEMENT LIMITED","AFS_LIC_ABN_ACN":"23080376110","AFS_LIC_START_DT":"14/10/2002","AFS_LIC_PRE_FSR":"SecDlr 175332","AFS_LIC_ADD_LOCAL":"MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8142454","lon":"144.9631732","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice to wholesale clients only for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~derivatives;~foreign exchange contracts;~provide general financial product advice to retail and wholesale clients for the following classes of financial products:~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial produc to retail and wholesale clients by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts;~interests in managed investment schemes limited to:~own managed investment scheme only; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~general insurance products;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) to retail and wholesale clients in its capacity as responsible entity:~schemes which only hold the following types of property:~direct real property; and~financial assets; and~provide the following custodial or depository services to wholesale clients only:~operate custodial or depository services other than investor directed portfolio services;"},{"_id":42,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222107","AFS_LIC_NAME":"ALMAN PARTNERS PTY. LTD.","AFS_LIC_ABN_ACN":"32090789218","AFS_LIC_START_DT":"08/08/2002","AFS_LIC_PRE_FSR":"SecDlr 211990","AFS_LIC_ADD_LOCAL":"MACKAY","AFS_LIC_ADD_STATE":"QLD","AFS_LIC_ADD_PCODE":"4740","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-21.141956","lon":"149.1865149","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail clients."},{"_id":43,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222110","AFS_LIC_NAME":"AURORA FUNDS MANAGEMENT LIMITED","AFS_LIC_ABN_ACN":"69092626885","AFS_LIC_START_DT":"02/09/2002","AFS_LIC_PRE_FSR":"SecDlr 206177","AFS_LIC_ADD_LOCAL":"MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3004","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8142454","lon":"144.9631732","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~derivatives;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~\"Aurora Fortitude Absolute Return Fund\" scheme (ARSN: 145 894 800),~a scheme which only holds the following types of property:~derivatives; and~financial assets;~\"Aurora Global Income Trust\" scheme (ARSN: 127 692 406),~a scheme which only holds the following types of property:~derivatives; and~financial assets;~\"Aurora Property Buy-Write Income Trust\" scheme (ARSN: 125 153 648),~a scheme which only holds the following types of property:~derivatives; and~financial assets;~\"Aurora Absolute Return Fund\" scheme (ARSN: 110 303 430),~a scheme which only holds the following types of property:~derivatives; and~financial assets;~\"Aurora Dividend Income Trust\" scheme (ARSN: 151 947 732),~a scheme which only holds the following types of property:~derivatives; and~financial assets; and~\"Hhy Fund\" scheme (ARSN: 112 579 129),~a scheme which only holds the following types of property:~derivatives; and~financial assets; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to retail and wholesale clients."},{"_id":44,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222154","AFS_LIC_NAME":"GILD WEALTH PTY LTD","AFS_LIC_ABN_ACN":"52090647984","AFS_LIC_START_DT":"01/11/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"MOORABBIN","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3189","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.9343919","lon":"145.0368952","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":45,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222213","AFS_LIC_NAME":"LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED","AFS_LIC_ABN_ACN":"27007332363","AFS_LIC_START_DT":"01/10/2002","AFS_LIC_PRE_FSR":"SecDlr 188394","AFS_LIC_ADD_LOCAL":"MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8142454","lon":"144.9631732","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~derivatives;~foreign exchange contracts;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~schemes which only hold the following types of property:~derivatives;~financial assets; and~mortgages;~to retail and wholesale clients."},{"_id":46,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222266","AFS_LIC_NAME":"BDHSTERLING AFSL PTY LTD","AFS_LIC_ABN_ACN":"17054918295","AFS_LIC_START_DT":"15/08/2002","AFS_LIC_PRE_FSR":"SecDlr 202664","AFS_LIC_ADD_LOCAL":"PERTH","AFS_LIC_ADD_STATE":"WA","AFS_LIC_ADD_PCODE":"6000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-31.9558933","lon":"115.8605855","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation;~to retail and wholesale clients."},{"_id":47,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222334","AFS_LIC_NAME":"PROVIDENCE FUND SERVICES PTY LTD","AFS_LIC_ABN_ACN":"88101461090","AFS_LIC_START_DT":"25/09/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice only, for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to wholesale clients."},{"_id":48,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222444","AFS_LIC_NAME":"TRAVELEX LIMITED","AFS_LIC_ABN_ACN":"36004179953","AFS_LIC_START_DT":"09/10/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~non-cash payment products;~derivatives;~foreign exchange contracts; and~general insurance products;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~non-cash payment products;~derivatives;~foreign exchange contracts; and~general insurance products; and~make a market for the following financial products:~foreign exchange contracts; and~derivatives;~to retail and wholesale clients."},{"_id":49,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222497","AFS_LIC_NAME":"MY FINANCIAL ADVISOR PTY LTD","AFS_LIC_ABN_ACN":"45078892887","AFS_LIC_START_DT":"03/10/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"BRISBANE","AFS_LIC_ADD_STATE":"QLD","AFS_LIC_ADD_PCODE":"4000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-27.4689682","lon":"153.0234991","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes;~securities; and~superannuation; and~deal in a financial product by:~arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes;~securities; and~superannuation; and~arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products limited to:~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes;~securities; and~superannuation;~to retail and wholesale clients."},{"_id":50,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222600","AFS_LIC_NAME":"MGD WEALTH LTD","AFS_LIC_ABN_ACN":"53009079725","AFS_LIC_START_DT":"01/11/2002","AFS_LIC_PRE_FSR":"SecDlr 014234","AFS_LIC_ADD_LOCAL":"SOUTH BRISBANE","AFS_LIC_ADD_STATE":"QLD","AFS_LIC_ADD_PCODE":"4101","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-27.479264","lon":"153.020077427922","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":51,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222605","AFS_LIC_NAME":"UBS ASSET MANAGEMENT (AUSTRALIA) LTD","AFS_LIC_ABN_ACN":"31003146290","AFS_LIC_START_DT":"01/01/2004","AFS_LIC_PRE_FSR":"SecDlr 015194~FutBro 014926","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice to wholesale clients for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~provide general financial product advice to retail clients for the following classes of financial products:~interests in managed investment schemes excluding investor directed portfolio services; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity to retail and wholesale clients:~schemes which only hold the following types of property:~derivatives; and~financial assets; and~provide the following custodial or depository services to wholesale clients only:~operate custodial or depository services other than investor directed portfolio services."},{"_id":52,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222640","AFS_LIC_NAME":"GLOBAL MUTUAL FUNDS PTY LTD","AFS_LIC_ABN_ACN":"20090555436","AFS_LIC_START_DT":"03/10/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"MASCOT","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2020","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.9289562","lon":"151.1951782","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~derivatives;~general insurance products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~securities;~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~general insurance products;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~underwriting:~interests in managed investment schemes; and~an issue of securities;~to retail and wholesale clients."},{"_id":53,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222650","AFS_LIC_NAME":"DOO FINANCIAL AUSTRALIA LIMITED","AFS_LIC_ABN_ACN":"50100139820","AFS_LIC_START_DT":"21/10/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"CHATSWOOD","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2067","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.7967377","lon":"151.1814306","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~derivatives;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives; and~interests in managed investment schemes excluding investor directed portfolio services; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~derivatives;~general insurance products;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~schemes which only hold the following types of property:~direct real property;~financial assets; and~mortgages; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to retail and wholesale clients."},{"_id":54,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222690","AFS_LIC_NAME":"ETHICAL INVESTMENT SERVICES PTY LTD","AFS_LIC_ABN_ACN":"38004531800","AFS_LIC_START_DT":"04/09/2002","AFS_LIC_PRE_FSR":"SecDlr 180919","AFS_LIC_ADD_LOCAL":"KEW","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3101","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8033586","lon":"145.0333285","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":55,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222756","AFS_LIC_NAME":"JUPITER INTERNATIONAL (AUSTRALIA) PTY LTD","AFS_LIC_ABN_ACN":"2646764","AFS_LIC_START_DT":"20/11/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8142454","lon":"144.9631732","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~securities;~to retail and wholesale clients."},{"_id":56,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222769","AFS_LIC_NAME":"LANHAM FINANCIAL ADVICE PTY LTD","AFS_LIC_ABN_ACN":"79091153454","AFS_LIC_START_DT":"06/09/2002","AFS_LIC_PRE_FSR":"SecDlr 196673","AFS_LIC_ADD_LOCAL":"MIRANDA","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2228","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-34.0335434","lon":"151.1037193","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation;~to retail and wholesale clients."},{"_id":57,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222828","AFS_LIC_NAME":"STRATEGIC FINANCIAL SOLUTIONS PTY LTD","AFS_LIC_ABN_ACN":"42007155099","AFS_LIC_START_DT":"12/09/2002","AFS_LIC_PRE_FSR":"SecDlr 156254","AFS_LIC_ADD_LOCAL":"SOUTH MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3205","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.83344","lon":"144.9570533","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~interests in managed investment schemes limited to:~MDA services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes limited to:~MDA services; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~interests in managed investment schemes limited to:~MDA services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":58,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"222835","AFS_LIC_NAME":"PLANNING PARTNERS PTY. LTD.","AFS_LIC_ABN_ACN":"64090069239","AFS_LIC_START_DT":"27/09/2002","AFS_LIC_PRE_FSR":"SecDlr 199257~InsLif 90383","AFS_LIC_ADD_LOCAL":"CAMBERWELL","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3124","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8384623","lon":"145.0740767","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":59,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223100","AFS_LIC_NAME":"ALLARD PARTNERS AUSTRALIA PTY. LIMITED","AFS_LIC_ABN_ACN":"43087558183","AFS_LIC_START_DT":"23/01/2003","AFS_LIC_PRE_FSR":"SecDlr 200822","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice only, for the following classes of financial products:~derivatives;~foreign exchange contracts;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to wholesale clients."},{"_id":60,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223135","AFS_LIC_NAME":"CAPSTONE FINANCIAL PLANNING PTY LTD","AFS_LIC_ABN_ACN":"24093733969","AFS_LIC_START_DT":"14/10/2002","AFS_LIC_PRE_FSR":"SecDlr 201224","AFS_LIC_ADD_LOCAL":"MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8142454","lon":"144.9631732","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":61,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223191","AFS_LIC_NAME":"NEXT LEVEL CORPORATE PTY LTD","AFS_LIC_ABN_ACN":"99041835","AFS_LIC_START_DT":"20/09/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"MENORA","AFS_LIC_ADD_STATE":"WA","AFS_LIC_ADD_PCODE":"6050","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-31.9205353","lon":"115.8608616","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~interests in managed investment schemes; and~securities; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~interests in managed investment schemes; and~securities;~to wholesale clients."},{"_id":62,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223231","AFS_LIC_NAME":"MAM PTY LIMITED","AFS_LIC_ABN_ACN":"98100276542","AFS_LIC_START_DT":"24/09/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice only, for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~derivatives;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives; and~interests in managed investment schemes limited to:~own managed investment scheme only; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~derivatives;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~to wholesale clients."},{"_id":63,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223246","AFS_LIC_NAME":"RMBL INVESTMENTS LIMITED","AFS_LIC_ABN_ACN":"19004493789","AFS_LIC_START_DT":"15/10/2002","AFS_LIC_PRE_FSR":"SecDlr 192427","AFS_LIC_ADD_LOCAL":"DANDENONG","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3175","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.98749","lon":"145.2147923","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~interests in managed investment schemes limited to:~own managed investment scheme only; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes limited to:~own managed investment scheme only; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~\"Rmbl Mortgage Income Investments\" scheme (ARSN: 091 248 289),~a scheme which only holds the following types of property:~mortgages;~operate the business and conduct the affairs of a retail CCIV(s) which only holds the following types of CCIV assets (including the holding of any incidental property);~Financial assets; and~Mortgages; and~operate the business and conduct the affairs of a wholesale CCIV(s) which only holds the following types of CCIV assets (including the holding of any incidental property):~Financial assets; and~Mortgages;~to retail and wholesale clients."},{"_id":64,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223260","AFS_LIC_NAME":"AYLESBURY FINANCIAL GROUP PTY LTD","AFS_LIC_ABN_ACN":"85094021691","AFS_LIC_START_DT":"01/11/2002","AFS_LIC_PRE_FSR":"SecDlr 213352~InsLif 90466","AFS_LIC_ADD_LOCAL":"BRISBANE","AFS_LIC_ADD_STATE":"QLD","AFS_LIC_ADD_PCODE":"4000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-27.4689682","lon":"153.0234991","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation; and~deal in a financial product by:~arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation;~to retail and wholesale clients."},{"_id":65,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223271","AFS_LIC_NAME":"EQT RESPONSIBLE ENTITY SERVICES LTD","AFS_LIC_ABN_ACN":"94101103011","AFS_LIC_START_DT":"19/11/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8142454","lon":"144.9631732","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes including:~investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts; and~interests in managed investment schemes including:~investor directed portfolio services; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes including:~investor directed portfolio services; and~securities;~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~schemes which only hold the following types of property:~derivatives; and~financial assets; and~provide the following custodial or depository services:~operate investor directed portfolio services (each of which is referred to as the IDPS); and~operate custodial or depository services other than investor directed portfolio services;~to retail and wholesale clients."},{"_id":66,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223280","AFS_LIC_NAME":"SECURINVEST FINANCIAL PLANNERS PTY. LTD.","AFS_LIC_ABN_ACN":"38005526992","AFS_LIC_START_DT":"03/12/2002","AFS_LIC_PRE_FSR":"InsLif 90314","AFS_LIC_ADD_LOCAL":"SCORESBY","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3179","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.9025786","lon":"145.2183066","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":67,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223418","AFS_LIC_NAME":"BNP PARIBAS ASSET MANAGEMENT AUSTRALIA LIMITED","AFS_LIC_ABN_ACN":"78008576449","AFS_LIC_START_DT":"18/11/2003","AFS_LIC_PRE_FSR":"SecDlr 164881","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes;~securities; and~superannuation;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~interests in managed investment schemes;~securities; and~superannuation; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~derivatives;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes;~securities; and~superannuation; and~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~schemes which only hold the following types of property:~derivatives; and~financial assets; and~IDPS-like schemes;~to retail and wholesale clients."},{"_id":68,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223419","AFS_LIC_NAME":"LEYLAND PRIVATE ASSET MANAGEMENT PTY LTD","AFS_LIC_ABN_ACN":"75081890799","AFS_LIC_START_DT":"30/04/2003","AFS_LIC_PRE_FSR":"SecDlr 214582","AFS_LIC_ADD_LOCAL":"MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8142454","lon":"144.9631732","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes including:~investor directed portfolio services;~interests in managed investment schemes limited to:~MDA services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes limited to:~MDA services; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes including:~investor directed portfolio services;~interests in managed investment schemes limited to:~MDA services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":69,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223621","AFS_LIC_NAME":"GOODMAN FUNDS MANAGEMENT LIMITED","AFS_LIC_ABN_ACN":"48067796641","AFS_LIC_START_DT":"30/09/2003","AFS_LIC_PRE_FSR":"SecDlr 086640","AFS_LIC_ADD_LOCAL":"ROSEBERY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2018","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.9185861","lon":"151.204692","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~general insurance products;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~make a market for the following financial products:~limited to financial products other than:~derivatives;~foreign exchange contracts; and~debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~schemes which only hold the following types of property:~derivatives;~direct real property; and~financial assets;~to retail and wholesale clients."},{"_id":70,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223627","AFS_LIC_NAME":"BUSINESS INSURANCE SPECIALISTS PTY LTD","AFS_LIC_ABN_ACN":"36101848506","AFS_LIC_START_DT":"01/01/2003","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"BRISBANE CITY","AFS_LIC_ADD_STATE":"QLD","AFS_LIC_ADD_PCODE":"4000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-27.470301","lon":"153.025818691591","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~general insurance products; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~general insurance products; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~general insurance products;~to retail and wholesale clients."},{"_id":71,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223670","AFS_LIC_NAME":"THORNTON GROUP (AUSTRALIA) PTY LIMITED","AFS_LIC_ABN_ACN":"88101789226","AFS_LIC_START_DT":"20/11/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"DULWICH","AFS_LIC_ADD_STATE":"SA","AFS_LIC_ADD_PCODE":"5065","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-34.9368219","lon":"138.628747","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives limited to:~old law securities options contracts and warrants;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~interests in managed investment schemes limited to:~MDA services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes limited to:~MDA services; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~interests in managed investment schemes limited to:~MDA services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":72,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223671","AFS_LIC_NAME":"SIRE CUSTODIANS LTD","AFS_LIC_ABN_ACN":"45005088371","AFS_LIC_START_DT":"06/02/2003","AFS_LIC_PRE_FSR":"SecDlr 072405","AFS_LIC_ADD_LOCAL":"NORTH SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2060","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8354519","lon":"151.2083011","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~interests in managed investment schemes limited to:~own managed investment scheme only;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes limited to:~own managed investment scheme only; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~interests in managed investment schemes limited to:~own managed investment scheme only; and~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~schemes that are promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:~horse breeding;~horse racing;~to retail clients."},{"_id":73,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223687","AFS_LIC_NAME":"FOSTER STOCKBROKING PTY LIMITED","AFS_LIC_ABN_ACN":"15088747148","AFS_LIC_START_DT":"18/10/2002","AFS_LIC_PRE_FSR":"SecDlr 190338","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice to retail and wholesale clients for the following classes of financial products:~securities; and~provide general financial product advice to wholesale clients for the following classes of financial products:~interests in managed investment schemes excluding investor directed portfolio services; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:~securities; and~issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:~interests in managed investment schemes excluding investor directed portfolio services; and~applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of products:~securities; and~applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~interests in managed investment schemes excluding investor directed portfolio services; and~underwriting to retail and wholesale clients:~an issue of securities; and~provide the following custodial or depository service to wholesale clients:~operate custodial or depository services other than investor directed portfolio services."},{"_id":74,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223688","AFS_LIC_NAME":"AGRISK MANAGEMENT PTY LIMITED","AFS_LIC_ABN_ACN":"33067313722","AFS_LIC_START_DT":"06/12/2002","AFS_LIC_PRE_FSR":"FutBro 182174","AFS_LIC_ADD_LOCAL":"PYMBLE","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2073","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.7450185","lon":"151.1424708","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~derivatives; and~foreign exchange contracts; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~derivatives;~to retail and wholesale clients."},{"_id":75,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223718","AFS_LIC_NAME":"ETHINVEST PTY. LIMITED","AFS_LIC_ABN_ACN":"53003843874","AFS_LIC_START_DT":"25/10/2002","AFS_LIC_PRE_FSR":"SecDlr 011478","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":76,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223809","AFS_LIC_NAME":"BROOKFIELD CAPITAL MANAGEMENT LIMITED","AFS_LIC_ABN_ACN":"32094936866","AFS_LIC_START_DT":"07/10/2002","AFS_LIC_PRE_FSR":"SecDlr 207311","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~interests in managed investment schemes limited to:~own managed investment scheme only;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts; and~interests in managed investment schemes limited to:~own managed investment scheme only;~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~general insurance products;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~underwriting:~interests in managed investment schemes; and~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~schemes which only hold the following types of property:~derivatives;~direct real property; and~financial assets;~to retail and wholesale clients."},{"_id":77,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223947","AFS_LIC_NAME":"TOWNSHEND PRUDENTIAL PTY LTD","AFS_LIC_ABN_ACN":"94082868933","AFS_LIC_START_DT":"28/01/2003","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"TEMPLESTOWE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3106","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.7540588","lon":"145.1486152","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation;~to retail and wholesale clients."},{"_id":78,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"223988","AFS_LIC_NAME":"FIRST SUPER PTY LIMITED","AFS_LIC_ABN_ACN":"42053498472","AFS_LIC_START_DT":"12/12/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"CARLTON","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3053","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8004228","lon":"144.9684343","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~superannuation;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~superannuation; and~provide a superannuation trustee service~to retail clients."},{"_id":79,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224022","AFS_LIC_NAME":"MONEY CAT GROUP PTY LTD","AFS_LIC_ABN_ACN":"64098986648","AFS_LIC_START_DT":"29/10/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"CHATSWOOD","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2067","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.7967377","lon":"151.1814306","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice only, for the following classes of financial products:~securities; and~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~securities;~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~securities; and~underwriting:~an issue of securities;~to wholesale clients."},{"_id":80,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224034","AFS_LIC_NAME":"SLM CORPORATE PTY LTD","AFS_LIC_ABN_ACN":"50088664680","AFS_LIC_START_DT":"22/10/2002","AFS_LIC_PRE_FSR":"SecDlr 213215","AFS_LIC_ADD_LOCAL":"MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8142454","lon":"144.9631732","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice only, for the following classes of financial products:~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to wholesale clients."},{"_id":81,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224035","AFS_LIC_NAME":"BMF ASSET MANAGEMENT PTY LIMITED","AFS_LIC_ABN_ACN":"26092277971","AFS_LIC_START_DT":"05/11/2002","AFS_LIC_PRE_FSR":"SecDlr 200265","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation; and~deal in a financial product by:~arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:~deposit and payment products including:~basic deposit products;~deposit products other than basic deposit products; and~non-cash payment products;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation;~to wholesale clients."},{"_id":82,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224037","AFS_LIC_NAME":"M.W.Y. FINANCIAL SERVICES PTY. LTD.","AFS_LIC_ABN_ACN":"68082157177","AFS_LIC_START_DT":"06/11/2002","AFS_LIC_PRE_FSR":"SecDlr 196568","AFS_LIC_ADD_LOCAL":"MULGRAVE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3170","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.9261741","lon":"145.1723107","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation; and~deal in a financial product by:~arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities; and~superannuation;~to retail clients."},{"_id":83,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224077","AFS_LIC_NAME":"ACCRETION INVESTMENT MANAGEMENT PTY LTD","AFS_LIC_ABN_ACN":"98099693035","AFS_LIC_START_DT":"02/12/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to wholesale clients."},{"_id":84,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224107","AFS_LIC_NAME":"PRIMARY SECURITIES LTD","AFS_LIC_ABN_ACN":"96089812635","AFS_LIC_START_DT":"13/02/2003","AFS_LIC_PRE_FSR":"SecDlr 192619","AFS_LIC_ADD_LOCAL":"FREMANTLE","AFS_LIC_ADD_STATE":"WA","AFS_LIC_ADD_PCODE":"6160","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-32.0534086","lon":"115.7586172","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~provide general financial product advice for the following classes of financial products:~derivatives;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~general insurance products;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~\"Primary Mortgage Pool\" scheme (ARSN: 636 698 747),~a scheme which only holds the following types of property:~mortgages;~\"Astracorp Investment Fund\" scheme (ARSN: 636 698 649),~a scheme which only holds the following types of property:~mortgages;~\"Primary Loan Board\" scheme (ARSN: 636 698 532),~a scheme which only holds the following types of property:~mortgages;~\"Maxiron Monthly Income Trust\" scheme (ARSN: 618 038 609),~a scheme which only holds the following types of property:~financial assets; and~mortgages;~\"Primary Mortgage Board\" scheme (ARSN: 618 037 826),~a scheme which only holds the following types of property:~mortgages;~schemes which only hold the following types of property:~derivatives;~direct real property; and~financial assets; and~schemes that are promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:~forestry; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to retail and wholesale clients."},{"_id":85,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224108","AFS_LIC_NAME":"SMALLCO INVESTMENT MANAGER LIMITED","AFS_LIC_ABN_ACN":"89092626090","AFS_LIC_START_DT":"24/12/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice for the following classes of financial products:~interests in managed investment schemes limited to:~own managed investment scheme only;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~interests in managed investment schemes limited to:~own managed investment scheme only; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~debentures, stocks or bonds issued or proposed to be issued by a government; and~securities; and~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~\"Smallco Investment Fund\" scheme (ARSN: 103 148 107),~a scheme which only holds the following types of property:~financial assets; and~\"Smallco Broadcap Fund\" scheme (ARSN: 163 030 626),~a scheme which only holds the following types of property:~financial assets;~to retail and wholesale clients."},{"_id":86,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224150","AFS_LIC_NAME":"ARA CONSULTANTS PTY LTD","AFS_LIC_ABN_ACN":"78102304692","AFS_LIC_START_DT":"21/11/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"KEW","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3101","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8033586","lon":"145.0333285","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":87,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224158","AFS_LIC_NAME":"PARADICE INVESTMENT MANAGEMENT PTY LTD","AFS_LIC_ABN_ACN":"64090148619","AFS_LIC_START_DT":"03/12/2002","AFS_LIC_PRE_FSR":"SecDlr 193199","AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice to retail clients for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~provide financial product advice to wholesale clients for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~deal in a financial product to wholesale clients by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts;~interests in managed investment schemes limited to:~own managed investment scheme only; and~securities;~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~underwriting:~interests in managed investment schemes; and~an issue of securities; and~provide the following custodial or depository services to wholesale clients:~operate custodial or depository services other than investor directed portfolio services."},{"_id":88,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224221","AFS_LIC_NAME":"BLACKWOOD CAPITAL PTY LTD","AFS_LIC_ABN_ACN":"91101849110","AFS_LIC_START_DT":"21/11/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~securities; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~securities; and~underwriting:~an issue of securities;~to wholesale clients."},{"_id":89,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224274","AFS_LIC_NAME":"HEWITT, DOUGLAS HOWARD","AFS_LIC_ABN_ACN":"86904805722","AFS_LIC_START_DT":"13/11/2002","AFS_LIC_PRE_FSR":"SecDlr 154014","AFS_LIC_ADD_LOCAL":"WANTIRNA SOUTH","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3152","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8737902","lon":"145.2217475","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":90,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224313","AFS_LIC_NAME":"MELBOURNE VENTURE SECURITIES PTY. LTD.","AFS_LIC_ABN_ACN":"71102538394","AFS_LIC_START_DT":"25/11/2002","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"MELBOURNE","AFS_LIC_ADD_STATE":"VIC","AFS_LIC_ADD_PCODE":"3000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-37.8142454","lon":"144.9631732","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice only, for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:~management or mitigation of the financial consequences of particular circumstances happening; or~avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:~management or mitigation of the financial consequences of particular circumstances happening; or~avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);~general insurance products;~interests in managed investment schemes excluding investor directed portfolio services; and~securities; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to wholesale clients."},{"_id":91,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224315","AFS_LIC_NAME":"PSF SERVICES LTD","AFS_LIC_ABN_ACN":"15101611438","AFS_LIC_START_DT":"21/01/2003","AFS_LIC_PRE_FSR":null,"AFS_LIC_ADD_LOCAL":"SYDNEY","AFS_LIC_ADD_STATE":"NSW","AFS_LIC_ADD_PCODE":"2000","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.8698439","lon":"151.2082848","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide general financial product advice only, for the following classes of financial products:~deposit and payment products limited to:~deposit products other than basic deposit products;~non-cash payment products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~deal in a financial product by:~issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:~derivatives;~foreign exchange contracts; and~interests in managed investment schemes limited to:~own managed investment scheme only; and~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~deposit products other than basic deposit products;~non-cash payment products;~derivatives;~foreign exchange contracts;~debentures, stocks or bonds issued or proposed to be issued by a government;~interests in managed investment schemes excluding investor directed portfolio services; and~securities;~operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:~\"Direct Investment Fund Senior Debt Trust\" scheme (ARSN: 103 310 023),~a scheme which only holds the following types of property:~direct real property; and~financial assets;~\"Direct Investment Fund Mezzanine Debt Trust\" scheme (ARSN: 103 309 780),~a scheme which only holds the following types of property:~direct real property; and~financial assets; and~\"Direct Investment Fund Equity Trust\" scheme (ARSN: 103 310 407),~a scheme which only holds the following types of property:~direct real property; and~financial assets; and~provide the following custodial or depository services:~operate custodial or depository services other than investor directed portfolio services;~to wholesale clients."},{"_id":92,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224426","AFS_LIC_NAME":"RICHARD RAY & ASSOCIATES PTY. LTD.","AFS_LIC_ABN_ACN":"33008154167","AFS_LIC_START_DT":"31/01/2003","AFS_LIC_PRE_FSR":"InsGen 50104","AFS_LIC_ADD_LOCAL":"KADINA","AFS_LIC_ADD_STATE":"SA","AFS_LIC_ADD_PCODE":"5554","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-33.9647842","lon":"137.7158969","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~general insurance products; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~general insurance products;~to retail and wholesale clients."},{"_id":93,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224482","AFS_LIC_NAME":"GREENHILL & CO. 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and~non-cash payment products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation;~to retail and wholesale clients."},{"_id":97,"REGISTER_NAME":"AFS Licence","AFS_LIC_NUM":"224558","AFS_LIC_NAME":"KR SECURITIES PTY LTD","AFS_LIC_ABN_ACN":"25069588263","AFS_LIC_START_DT":"02/12/2002","AFS_LIC_PRE_FSR":"SecDlr 155598","AFS_LIC_ADD_LOCAL":"CORNUBIA","AFS_LIC_ADD_STATE":"QLD","AFS_LIC_ADD_PCODE":"4130","AFS_LIC_ADD_COUNTRY":"Australia","lat":"-27.6687965","lon":"153.2014437","AFS_LIC_CONDITION":"This licence authorises the licensee to carry on a financial services business to:~provide financial product advice for the following classes of financial products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; and~superannuation; and~deal in a financial product by:~applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:~deposit and payment products limited to:~basic deposit products;~deposit products other than basic deposit products;~debentures, stocks or bonds issued or proposed to be issued by a government;~life products including:~investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and~life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;~interests in managed investment schemes including:~investor directed portfolio services;~retirement savings accounts (\"RSA\") products (within the meaning of the Retirement Savings Account Act 1997);~securities;~standard margin lending facility; 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