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ASIC – Australian Financial Services Authorised Representative Dataset

ASIC is Australia’s corporate, markets and financial services regulator. ASIC contributes to Australia’s economic reputation and wellbeing by ensuring that Australia's financial markets are fair and transparent, and supported by confident and informed investors and consumers.

Australian Financial Services Representatives are required to maintain their details on ASIC's registers. Information contained on the Australian Financial Services Representatives Register is made available to the public to search via the ASIC Connect website.

Selected data from the register will be uploaded each month to www.data.gov.au. The data made available will be a snapshot of the register at a point in time. Legislation prescribes the type of information ASIC is allowed to disclose to the public.

The information in the downloadable dataset includes:

  • Register Name
  • Australian Financial Services Representative number
  • Australian Financial Services Licence number
  • Representative name
  • ABN
  • Organisation Number (eg ACN)
  • Other role
  • Date representative was appointed
  • Appointment status
  • Date representative appointment ceased (if applicable)
  • Australian Financial Services Representative's principal business Address suburb
  • Australian Financial Services Representative's principal business Address State/Territory
  • Australian Financial Services Representative's principal business Address postcode
  • Australian Financial Services Representative's principal business Address Country
  • Cross endorsements
  • Authority to appoint other representatives (Yes/No)
  • Appointing authorised representative number (if applicable)
  • Australian Financial Services authorisations
  • Same authorisations as licensee (Yes/No)
  • Australian Financial Services Representative related business names

Additional information about financial advisers can be found via [ASIC's website] (http://www.asic.gov.au/ "ASIC's website"). Accessing some information may attract a fee.

More information about searching [ASIC's registers] (http://www.asic.gov.au/online-services/search-asics-registers/ "ASIC's registers").

Data and Resources

Additional Info

Field Value
Title ASIC – Australian Financial Services Authorised Representative Dataset
Type Dataset
Language English
Licence Creative Commons Attribution 3.0 Australia
Data Status active
Update Frequency monthly
Landing Page http://data.gov.au/dataset/a7bbbf64-e2ef-4d96-9fb4-0aea73ada2af
Date Published 2016-03-10
Date Updated 2017-09-13
Contact Point
Australian Securities and Investments Commission (ASIC)
1300 300 630
http://www.asic.gov.au/asic/asic.nsf/byheadline/Contacting+us?opendocument
Temporal Coverage 2016-03-10
Geospatial Coverage Australia
Jurisdiction Commonwealth of Australia
Data Portal data.gov.au
Publisher/Agency Australian Securities and Investments Commission (ASIC)
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